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CATEGORIES

A representation of the relationships between the categories is shown in Figure 1.

EXTINCT (EX)
A taxon is Extinct when there is no reasonable doubt that the last individual has died. A taxon is presumed Extinct when exhaustive surveys in known and/or expected habitat, at appropriate times (diurnal, seasonal, annual), throughout its historic range have failed to record an individual. Surveys should be over a time frame appropriate to the taxon's life cycle and life form.

EXTINCT IN THE WILD (EW)
A taxon is Extinct in the Wild when it is known only to survive in cultivation, in captivity or as a naturalized population (or populations) well outside the past range. A taxon is presumed Extinct in the Wild when exhaustive surveys in known and/or expected habitat, at appropriate times (diurnal, seasonal, annual), throughout its historic range have failed to record an individual. Surveys should be over a time frame appropriate to the taxon's life cycle and life form.

CRITICALLY ENDANGERED (CR)
A taxon is Critically Endangered when the best available evidence indicates that it meets any of the criteria A to E for Critically Endangered (see Section V), and it is therefore considered to be facing an extremely high risk of extinction in the wild.

ENDANGERED (EN)
A taxon is Endangered when the best available evidence indicates that it meets any of the criteria A to E for Endangered (see Section V), and it is therefore considered to be facing a very high risk of extinction in the wild.

VULNERABLE (VU)
A taxon is Vulnerable when the best available evidence indicates that it meets any of the criteria A to E for Vulnerable (see Section V), and it is therefore considered to be facing a high risk of extinction in the wild.

NEAR THREATENED (NT)
A taxon is Near Threatened when it has been evaluated against the criteria but does not qualify for Critically Endangered, Endangered or Vulnerable now, but is close to qualifying for or is likely to qualify for a threatened category in the near future.


CRITERIA FOR CRITICALLY ENDANGERED, ENDANGERED AND VULNERABLE

CRITICALLY ENDANGERED (CR)
A taxon is Critically Endangered when the best available evidence indicates that it meets any of the following criteria (A to E), and it is therefore considered to be facing an extremely high risk of extinction in the wild:

A. Reduction in population size based on any of the following:


1. An observed, estimated, inferred or suspected population size reduction of 90% over the last
10 years or three generations, whichever is the longer, where the causes of the reduction are clearly
reversible AND understood AND ceased, based on (and specifying) any of the following:

(a) direct observation
(b) an index of abundance appropriate to the taxon
(c) a decline in area of occupancy, extent of occurrence and/or quality of habitat
(d) actual or potential levels of exploitation
(e) the effects of introduced taxa, hybridization, pathogens, pollutants, competitors
or parasites.

2. An observed, estimated, inferred or suspected population size reduction of 80% over the
last 10 years or three generations, whichever is the longer, where the reduction or its causes
may not have ceased OR may not be understood OR may not be reversible, based on (and specifying)
any of (a) to (e) under A1.

3. A population size reduction of 80%, projected or suspected to be met within the next 10
years or three generations, whichever is the longer (up to a maximum of 100 years), based on
(and specifying) any of (b) to (e) under A1.

4. An observed, estimated, inferred, projected or suspected population size reduction of
80% over any 10 year or three generation period, whichever is longer (up to a maximum of 100 years in
the future), where the time period must include both the past and the future, and where the reduction
or its causes may not have ceased OR may not be understood OR may not be reversible, based on
(and specifying) any of (a) to (e) under A1.
B. Geographic range in the form of either B1 (extent of occurrence) OR B2 (area of occupancy) OR both:

1. Extent of occurrence estimated to be less than 100 km˛, and estimates indicating at least two of a-c:

a. Severely fragmented or known to exist at only a single location.

b. Continuing decline, observed, inferred or projected, in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) area, extent and/or quality of habitat
(iv) number of locations or subpopulations
(v) number of mature individuals.

c. Extreme fluctuations in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) number of locations or subpopulations
(iv) number of mature individuals.

2. Area of occupancy estimated to be less than 10 km˛, and estimates indicating at least two of a-c:

a. Severely fragmented or known to exist at only a single location.

b. Continuing decline, observed, inferred or projected, in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) area, extent and/or quality of habitat
(iv) number of locations or subpopulations
(v) number of mature individuals.

c. Extreme fluctuations in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) number of locations or subpopulations
(iv) number of mature individuals.
C. Population size estimated to number fewer than 250 mature individuals and either:


1. An estimated continuing decline of at least 25% within three years or one generation, whichever is
longer, (up to a maximum of 100 years in the future) OR

2. A continuing decline, observed, projected, or inferred, in numbers of mature individuals AND at least
one of the following (a-b):

(a) Population structure in the form of one of the following:
(i) no subpopulation estimated to contain more than 50 mature individuals, OR
(ii) at least 90% of mature individuals in one subpopulation.

(b) Extreme fluctuations in number of mature individuals.
D. Population size estimated to number fewer than 50 mature individuals.

E. Quantitative analysis showing the probability of extinction in the wild is at least 50% within 10 years or three generations, whichever is the longer (up to a maximum of 100 years).

ENDANGERED (EN)
A taxon is Endangered when the best available evidence indicates that it meets any of the following criteria (A to E), and it is therefore considered to be facing a very high risk of extinction in the wild:

A. Reduction in population size based on any of the following:


1. An observed, estimated, inferred or suspected population size reduction of 70% over the last 10 years
or three generations, whichever is the longer, where the causes of the reduction are clearly reversible
AND understood AND ceased, based on (and specifying) any of the following:

(a) direct observation
(b) an index of abundance appropriate to the taxon
(c) a decline in area of occupancy, extent of occurrence and/or quality of habitat
(d) actual or potential levels of exploitation
(e) the effects of introduced taxa, hybridization, pathogens, pollutants, competitors or parasites.

2. An observed, estimated, inferred or suspected population size reduction of 50% over the last 10 years
or three generations, whichever is the longer, where the reduction or its causes may not have
ceased OR may not be understood OR may not be reversible, based on (and specifying) any of (a)
to (e) under A1.

3. A population size reduction of 50%, projected or suspected to be met within the next 10 years
or three generations, whichever is the longer (up to a maximum of 100 years), based on (and specifying)
any of (b) to (e) under A1.

4. An observed, estimated, inferred, projected or suspected population size reduction of 50% over any 10
year or three generation period, whichever is longer (up to a maximum of 100 years in the future),
where the time period must include both the past and the future, and where the reduction or its
causes may not have ceased OR may not be understood OR may not be reversible, based on (and
specifying) any of (a) to (e) under A1.
B. Geographic range in the form of either B1 (extent of occurrence) OR B2 (area of occupancy) OR both:


1. Extent of occurrence estimated to be less than 5000 km˛, and estimates indicating at least two of a-c:

a. Severely fragmented or known to exist at no more than five locations.

b. Continuing decline, observed, inferred or projected, in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) area, extent and/or quality of habitat
(iv) number of locations or subpopulations
(v) number of mature individuals.

c. Extreme fluctuations in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) number of locations or subpopulations
(iv) number of mature individuals.

2. Area of occupancy estimated to be less than 500 km˛, and estimates indicating at least two of a-c:

a. Severely fragmented or known to exist at no more than five locations.

b. Continuing decline, observed, inferred or projected, in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) area, extent and/or quality of habitat
(iv) number of locations or subpopulations
(v) number of mature individuals.

C. Extreme fluctuations in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) number of locations or subpopulations
(iv) number of mature individuals.
C. Population size estimated to number fewer than 2500 mature individuals and either:


1. An estimated continuing decline of at least 20% within five years or two generations, whichever is
longer, (up to a maximum of 100 years in the future) OR

2. A continuing decline, observed, projected, or inferred, in numbers of mature individuals AND at least one
of the following (a-b):

(a) Population structure in the form of one of the following:
(i) no subpopulation estimated to contain more than 250 mature individuals, OR
(ii) at least 95% of mature individuals in one subpopulation.

(b) Extreme fluctuations in number of mature individuals.
D. Population size estimated to number fewer than 250 mature individuals.

E. Quantitative analysis showing the probability of extinction in the wild is at least 20% within 20 years or five generations, whichever is the longer (up to a maximum of 100 years).

VULNERABLE (VU)

A taxon is Vulnerable when the best available evidence indicates that it meets any of the following criteria (A to E), and it is therefore considered to be facing a high risk of extinction in the wild:

A. Reduction in population size based on any of the following:


1. An observed, estimated, inferred or suspected population size reduction of 50% over the last 10 years
or three generations, whichever is the longer, where the causes of the reduction are: clearly reversible
AND understood AND ceased, based on (and specifying) any of the following:

(a) direct observation
(b) an index of abundance appropriate to the taxon
(c) a decline in area of occupancy, extent of occurrence and/or quality of habitat
(d) actual or potential levels of exploitation
(e) the effects of introduced taxa, hybridization, pathogens, pollutants, competitors or parasites.

2. An observed, estimated, inferred or suspected population size reduction of 30% over the last 10 years
or three generations, whichever is the longer, where the reduction or its causes may not
have ceased OR may not be understood OR may not be reversible, based on (and specifying)
any of (a) to (e) under A1.

3. A population size reduction of 30%, projected or suspected to be met within the next 10 years
or three generations, whichever is the longer (up to a maximum of 100 years), based on (and
specifying) any of (b) to (e) under A1.

4. An observed, estimated, inferred, projected or suspected population size reduction of 30% over any 10
year or three generation period, whichever is longer (up to a maximum of 100 years in the future), where
the time period must include both the past and the future, and where the reduction or its causes may not
have ceased OR may not be understood OR may not be reversible, based on (and specifying) any of (a) to
(e) under A1.
B. Geographic range in the form of either B1 (extent of occurrence) OR B2 (area of occupancy) OR both:


1. Extent of occurrence estimated to be less than 20,000 km˛, and estimates indicating at least
two of a-c:

a. Severely fragmented or known to exist at no more than 10 locations.

b. Continuing decline, observed, inferred or projected, in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) area, extent and/or quality of habitat
(iv) number of locations or subpopulations
(v) number of mature individuals.

c. Extreme fluctuations in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) number of locations or subpopulations
(iv) number of mature individuals.

2. Area of occupancy estimated to be less than 2000 km˛, and estimates indicating at least two of a-c:

a. Severely fragmented or known to exist at no more than 10 locations.

b. Continuing decline, observed, inferred or projected, in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) area, extent and/or quality of habitat
(iv) number of locations or subpopulations
(v) number of mature individuals.

c. Extreme fluctuations in any of the following:

(i) extent of occurrence
(ii) area of occupancy
(iii) number of locations or subpopulations
(iv) number of mature individuals.
C. Population size estimated to number fewer than 10,000 mature individuals and either:


1. An estimated continuing decline of at least 10% within 10 years or three generations, whichever is
longer, (up to a maximum of 100 years in the future) OR

2. A continuing decline, observed, projected, or inferred, in numbers of mature individuals AND at least
one of the following (a-b):

(a) Population structure in the form of one of the following:
(i) no subpopulation estimated to contain more than 1000 mature individuals, OR
(ii) all mature individuals are in one subpopulation.

(b) Extreme fluctuations in number of mature individuals.
D. Population very small or restricted in the form of either of the following:


1. Population size estimated to number fewer than 1000 mature individuals.

2. Population with a very restricted area of occupancy (typically less than 20 km˛) or number of locations
(typically five or fewer) such that it is prone to the effects of human activities or
stochastic events within a very short time period in an uncertain future, and is thus capable
of becoming Critically Endangered or even Extinct in a very short time period.
E. Quantitative analysis showing the probability of extinction in the wild is at least 10% within 100 years.

Threats Authority File (Version 2.1)
The hierarchical structure of the major threat types listed in the ‘Summary Documentation’ section on the detailed results page for each taxon is shown here.

In using this hierarchical classification of causes of species decline, assessors are asked to indicate the threats that triggered the listing of the taxon concerned at the finest level possible. These threats could be in the past and/or present and/or future, using a time frame of three generations or ten years, whichever is the longer (not exceeding 100 years in the future) as required by the Red List Criteria. Selecting past, present and future for any threat implies that it is an ongoing threat. Updates to this Authority File can be downloaded from:
http://www.iucn.org/themes/ssc/sis/authority.htm.


0. No Threats


1. Habitat Loss/Degradation (human induced)

1.1. Agriculture
1.1.1. Crops
1.1.1.1. Shifting agriculture
1.1.1.2. Small-holder farming
1.1.1.3. Agro-industry farming
1.1.2. Wood plantations
1.1.2.1. Small-scale
1.1.2.2. Large-scale
1.1.3. Non-timber plantations
1.1.3.1. Small-scale
1.1.3.2. Large-scale
1.1.4. Livestock
1.1.4.1. Nomadic
1.1.4.2. Small-holder
1.1.4.3. Agro-industry
1.1.5. Abandonment
1.1.6. Marine aquaculture
1.1.7. Freshwater aquaculture
1.1.8. Other
1.1.9. Unknown

1.2. Land management of non-agricultural areas
1.2.1. Abandonment
1.2.2. Change of management regime
1.2.3. Other
1.2.4. Unknown

1.3. Extraction
1.3.1. Mining
1.3.2. Fisheries
1.3.2.1. Subsistence
1.3.2.2. Artisinal/small-scale
1.3.2.3. Large-scale/industrial
1.3.3. Wood
1.3.3.1. Small-scale subsistence
1.3.3.2. Selective logging
1.3.3.3. Clear-cutting
1.3.4. Non-woody vegetation collection
1.3.5. Coral removal
1.3.6. Groundwater extraction
1.3.7. Other
1.3.8. Unknown

1.4. Infrastructure development
1.4.1. Industry
1.4.2. Human settlement
1.4.3. Tourism/recreation
1.4.4. Transport - land/air
1.4.5. Transport – water
1.4.6. Dams
1.4.7. Telecommunications
1.4.8. Power lines
1.4.9. Other
1.4.10. Unknown

1.5. Invasive alien species (directly impacting habitat)

1.6. Change in native species dynamics (directly impacting habitat)

1.7. Fires

1.8. Other causes

1.9. Unknown causes

2. Invasive alien species (directly affecting the species)

2.1. Competitors

2.2. Predators

2.3. Hybridizers

2.4. Pathogens/parasites

2.5. Other

2.6. Unknown

3. Harvesting [hunting/gathering]

3.1. Food
3.1.1. Subsistence use/local trade
3.1.2. Sub-national/national trade
3.1.3. Regional/international trade

3.2. Medicine
3.2.1. Subsistence use/local trade
3.2.2. Sub-national/national trade
3.2.3. Regional/international trade

3.3. Fuel
3.3.1. Subsistence use/local trade
3.3.2. Sub-national/national trade
3.3.3. Regional/international trade

3.4. Materials
3.4.1. Subsistence use/local trade
3.4.2. Sub-national/national trade
3.4.3. Regional/international trade

3.5. Cultural/scientific/leisure activities
3.5.1. Subsistence use/local trade
3.5.2. Sub-national/national trade
3.5.3. Regional/international trade

3.6. Other

3.7. Unknown

4. Accidental mortality

4.1. Bycatch
4.1.1. Fisheries-related
4.1.1.1. Hooking
4.1.1.2. Netting
4.1.1.3. Entanglement
4.1.1.4. Dynamite
4.1.1.5. Poisoning
4.1.2. Terrestrial
4.1.2.1. Trapping/snaring/netting
4.1.2.2. Shooting
4.1.2.3. Poisoning
4.1.3. Other
4.1.4. Unknown

4.2. Collision 4.2.1. Pylon and building collision
4.2.2. Vehicle collision
4.2.3. Other
4.2.4. Unknown

4.3. Other

4.4. Unknown

5. Persecution

5.1. Pest control

5.2. Other

5.3. Unknown

6. Pollution (affecting habitat and/or species)

6.1. Atmospheric pollution
6.1.1. Global warming/oceanic warming
6.1.2. Acid precipitation
6.1.3. Ozone hole effects
6.1.4. Smog
6.1.5. Other
6.1.6. Unknown

6.2. Land pollution
6.2.1. Agricultural
6.2.2. Domestic
6.2.3. Commercial/Industrial
6.2.4. Other non-agricultural
6.2.5. Light pollution
6.2.6. Other
6.2.7. Unknown

6.3. Water pollution
6.3.1. Agricultural
6.3.2. Domestic
6.3.3. Commercial/Industrial
6.3.4. Other non-agricultural
6.3.5. Thermal pollution
6.3.6. Oil slicks
6.3.7. Sediment
6.3.8. Sewage
6.3.9. Solid waste
6.3.10. Noise pollution
6.3.11. Other
6.3.12. Unknown

7. Natural disasters

7.1. Drought

7.2. Storms/flooding

7.3. Temperature extremes

7.4. Wildfire

7.5. Volcanoes

7.6. Avalanches/landslides

7.7. Other

7.8. Unknown

8. Changes in native species dynamics

8.1. Competitors

8.2. Predators

8.3. Prey/food base

8.4. Hybridizers

8.5. Pathogens/parasites

8.6. Mutualisms

8.7. Other

8.8. Unknown

9. Intrinsic Factors

9.1. Limited dispersal

9.2. Poor recruitment/reproduction/regeneration

9.3. High juvenile mortality

9.4. Inbreeding

9.5. Low densities

9.6. Skewed sex ratios

9.7. Slow growth rates

9.8. Population fluctuations

9.9. Restricted range

9.10. Other

9.11. Unknown

10. Human disturbance

10.1. Recreation/tourism

10.2. Research

10.3. War/civil unrest

10.4. Transport

10.5. Fire

10.6. Other

10.7. Unknown

11. Other

12. Unknown

Conservation Actions Authority File (Version 1.0)
The hierarchical structure for the conservation actions listed for certain taxa in the ‘Summary Documentation’ section on the detailed results pages is shown here.

Assessors are asked to use this Authority File to indicate the conservation actions or measures that are in place and those that are needed for the taxon concerned. In suggesting what actions are needed, assessors are asked to be realistic and not simply select everything. The selection should be for those actions that are most needed and that could realistically be achieved within the next five years. Selection of a higher-level action (e.g., 1.2. Legislation) does not mean that all the actions below that level (e.g., 1.2.1 Development and 1.2.2. Implementation), are indicated. It simply indicates that legislation is either in place or is needed as part of a policy-based action for the taxon concerned. Updates to the Authority File and a more detailed description of the conservation actions can be downloaded from:
http://www.iucn.org/themes/ssc/sis/authority.htm.


0. No Conservation Actions

1. Policy-based Actions
1.1. Management plans 1.1.1. Development
1.1.2. Implementation

1.2. Legislation 1.2.1. Development
1.2.1.1. International level
1.2.1.2. National level
1.2.1.3. Sub-national level
1.2.2. Implementation
1.2.2.1. International level
1.2.2.2. National level
1.2.2.3. Sub-national level

1.3. Community management 1.3.1. Governance
1.3.2. Resource stewardship
1.3.3. Livelihood alternatives

1.4. Other
2. Communication and Education
2.1. Formal education
2.2. Awareness
2.3. Capacity-building/Training
2.4. Other
3. Research Actions
3.1. Taxonomy
3.2. Population numbers and range
3.3. Biology and ecology
3.4. Habitat status
3.5. Threats
3.6. Uses and harvest levels
3.7. Cultural relevance
3.8. Conservation measures
3.9. Trends/Monitoring
3.10. Other
4. Habitat and Site-based Actions
4.1. Maintenance/Conservation
4.2. Restoration
4.3. Corridors
4.4. Protected areas 4.4.1. Identification of new protected areas
4.4.2 Establishment
4.4.3. Management
4.4.4. Expansion

4.5. Community-based initiatives
4.6. Other
5. Species-based Actions
5.1. Re-introductions
5.2. Benign introductions
5.3. Sustainable use 5.3.1. Harvest management
5.3.2. Trade management

5.4. Recovery management
5.5. Disease, pathogen, parasite management
5.6. Limiting population growth
5.7. Ex situ conservation actions 5.7.1. Captive breeding/Artificial propagation
5.7.2. Genome resource bank

5.8. Other
6. Other